Mr Naveed Ikram FFA FIPA

Mr Naveed Ikram FFA FIPA  
Bedfordshire, UK 

Complaint

The IFA complaint was that Mr Ikram breached IFA Bye-law 12.2 and IFA Membership Regulation 4.2 in that he failed to submit a member return to the Institute by the prescribed date of 31 December 2021.

Finding

The Regulatory Committee found that there was a prima facie case to answer that rendered Mr Ikram liable to disciplinary action under IFA Bye-law 11.2 (c) for breaching IFA Membership, Member Firms, Affiliates and Students Regulation 4.2 and IFA Bye-law 12.2.

Consent Order

Reprimand, fine of £800 and costs of £316.