Mr Ewan Hayes FFA FTA 12 April 2024

Mr Ewan Hayes FFA FTA
Somerset, UK

Complaint

The allegations were that Mr Ewan Hayes, as primary shareholder of Stellar Tax & Business Advisory Services Limited, had failed to provide information and documents in accordance with MLR 2017 and IFA Bye-law 12.2. The IFA alleged Mr Hayes also breached IFA Bye-law 12.2 and/or IFA Membership Regulation 4.2, in that he failed to submit a member return to the Institute by the prescribed date of 31 December 2022.

Finding

The Disciplinary Committee found the matters proved.

Sentencing order

Permanently removed from the Register, Severe Reprimand, fine of £4000 and costs of £4948.