Mr Abdullah Alam AFA MIPA

Mr Abdullah Alam AFA MIPA
Muscat, Oman

Complaint

The IFA complaint was that Mr Alam breached IFA Bye-law 12.2 and IFA Membership Regulation 4.2 in that he failed to submit a member return to the Institute by the prescribed date of 31 December 2022.

Finding

The Regulatory Committee found that there was a prima facie case to answer that rendered Mr Alam liable to disciplinary action under IFA Bye-law 11.2(c) for breaching IFA Membership, Member Firms, Affiliates and Students Regulation 4.2 and IFA Bye-law 12.2.

Consent Order

Reprimand, fine of £1500 and costs of £603.