Mr Andrew Jack AFA MIPA

Mr Andrew Jack AFA MIPA  
Surrey, UK 

Complaint

The IFA complaint was that Mr Jack breached IFA Bye-law 12.2 and IFA Membership Regulation 4.2 in that he failed tosubmit a member return to the Institute by the prescribed date of 31 December 2022.

Finding

The Regulatory Committee found that there was a prima facie case to answer that rendered Mr Jack liable to disciplinary action under IFA Bye-law 11.2 (c) for breaching IFA Membership, Member Firms, Affiliates and Students Regulation 4.2 and IFA Bye-law 12.2.

Consent Order

Severe reprimand, fine of £2000 and costs of £326.