Mr Jonathan Arnold AFA MIPA

Mr Jonathan Arnold AFA MIPA  
Colombo, Sri Lanka 

Complaint

The IFA complaintwas that Mr Arnold breached IFA Bye-law 12.2 and IFA Membership Regulation 4.2 in that he failed to submit a member return to the Institute by the prescribed date of 31 December 2022.

Finding

The Regulatory Committee found that there was a prima facie case to answer that rendered Mr Arnold liable to disciplinary action under IFA Bye-law 11.2 (c)and 11.2 (d) for breaching IFA Membership, Member Firms, Affiliates and Students Regulation 4.2 and IFA Bye-law 12.2.

Consent Order

Reprimand, fine of £500 and costs of £583.