Mr Robin Whelan FFA FTA
Mr Robin Whelan FFA FTA
Essex, United Kingdom
Complaint:
The IFA complaint was that Mr Whelan breached IFA Continuing Professional Development Regulations 3.4 and 3.1(c) in that he failed to under take a minimum of 40 hours of CPD in the calendar years of 2022 and 2023.
Finding:
The Regulatory Committee found that there was a prima facie case to answer that rendered Mr Whelan liable to disciplinary action under IFA Bye-law 11.2 (c) for breaching IFA Continuing Professional Development Regulations 3.4 and 3.1(c).
Consent order:
Severe Reprimand, fine of £1500 and costs of £710.