Mr Robin Whelan FFA FTA

Mr Robin Whelan FFA FTA 

Essex, United Kingdom 

Complaint:

The IFA complaint was that Mr Whelan breached IFA Continuing Professional Development Regulations 3.4 and 3.1(c) in that he failed to under take a minimum of 40 hours of CPD in the calendar years of 2022 and 2023. 

Finding:

The Regulatory Committee found that there was a prima facie case to answer that rendered Mr Whelan liable to disciplinary action under IFA Bye-law 11.2 (c) for breaching IFA Continuing Professional Development Regulations 3.4 and 3.1(c). 

Consent order:

Severe Reprimand, fine of £1500 and costs of £710.